Schedule a
consultation.
Whether you are launching a new advisory firm or strengthening an existing compliance program, ACS can help you navigate your regulatory obligations with confidence.
What to expect when you reach out.
How quickly will I hear back?
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We respond to every inquiry within one business day, typically the same day during business hours.
Do you charge for an initial consultation?
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No. The first conversation is a scoping call so we both understand fit, timing, and what a useful engagement would look like.
Do you work with firms that aren't registered yet?
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Yes — we routinely guide newly forming RIAs through Form ADV preparation, initial policies, and registration filings.
Can you support us during an active SEC exam?
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Yes. We provide hands-on exam support including document preparation, response drafting, and communication with examiners.
Are engagements project-based or ongoing?
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Both. Many clients start with a defined project — a mock audit, registration, or annual review — and move into ongoing oversight.